70 WE ARE KENANGA LEADERSHIP MESSAGE VALUE CREATION MODEL KENANGA INVESTMENT BANK BERHAD ANNUAL REPORT 2023 CORPORATE GOVERNANCE OVERVIEW STATEMENT • Monthly Regulatory Reports and Compliance Reports • Regulatory Audit/ Examinations Reports • Monthly Risk Management Reports • Annual Work Plan 2023 of Group Regulatory and Corporate Services • Review of Enterprise Risk Management Framework, Risk Appetite Framework, Business Continuity Management Framework, Group Outsourcing Risk Management Framework, Climate Change Risk Management Framework and Asset & Liability Policy • Monthly Share Margin Financing Reports by Credit Equity Broking • Business Continuity Plan and Disaster Recovery Plan Test Matrix for 2024 • MY HORIZON 2022/ Vol 6: BNM’s Operational Risk Report for Financial Industry • Review of Existing and Establishment of New Policies and Frameworks • Operational Risk Scenario Analysis Assessment Review 2023 • Internal Capital Adequacy Assessment Process for 2022 • Liquidity Coverage Ratio Audit Results as of 31 December 2022 by Ernst & Young PLT • 2023 Equity Broking Short Term Equity Proprietary Trading Portfolio, Business Plan and Proposed Market Risk Limits • Credit Proposals Recommended/ Approved by the Group Credit Committee • Monthly Connected Parties Exposure Reports • Monthly Reports on Recovery Status for KIBB’s Corporate Loans and Impaired Equity Accounts (With Impairment Provisions) • Recurrent Related Party Transaction Entered into by KIBB and Its Subsidiaries • Chairman’s Statement and GMD’s Management Discussion and Analysis for KIBB’s Annual Report 2022 • Proposals Relating to the Structured Warrants Business • Quarterly Cyber Security Updates • Pillar 3 Disclosure as of 31 December 2022 • Half-Yearly Review on Shariah Committee’s Decisions • Annual Attestation of Products Issued in 2022 • Renewal of Insurance Policies in Respect of Comprehensive Crime Professional Indemnity Insurance, Directors and Officers Liabilities Insurance and Cyber Security Insurance • 2023 Group Outsourcing Arrangement • KIBB’s Sustainability Report and Sustainability Statement and Sustainability Targets • Statement on Risk Management and Internal Control for Disclosure in 2022 Annual Report of KIBB • Group Operations Report • Proposals Relating to Quant Business • BNM Semi-Annual Stress Testing Report for Position as of 31 December 2022 and 30 June 2023 • BNM’s Recovery Planning Report • Declaration of Compliance with the SC’s Issuer Eligibility Guidelines on Structured Warrants • Appointment of a Due Diligence Working Group to Conduct a Due Diligence Inquiry for Renewal of Base Prospectus • BNM’s Climate Risk Management and Scenario Analysis Policy - Gap Analysis and Implementation Plan Report • BNM’s Composite Risk Rating Assessment and Supervisory Concerns for 2022 of KIBB • Final Report on Inspection by Bursa Malaysia on KIBB Dated 14 July 2023 • BNM’s Findings on Anti Money Laundering/ Counter Financing Terrorism Thematic Review: Electronic Know-Your-Customer Implementation and Control Effectiveness in Banking Institutions • BNM’s Letter on Enhancing Vigilance in the Implementation of Electronic Know-Your-Customer Risk, Compliance and Oversight
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